Elizabeth Ann Engelmann

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-02-23
MT	RA	APPROVED	2024-02-22
MN	RA	APPROVED	2013-12-10
TX	RA	APPROVED	2009-07-13

FL RA
APPROVED

Since 2024-02-23
MT RA
APPROVED

Since 2024-02-22
MN RA
APPROVED

Since 2013-12-10
TX RA
APPROVED

Since 2009-07-13

Branch Locations

Minnetonka, MN • United States

681 Lake Street E. Suite 354, Wayzata, MN 55391-1758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Bloomington	MN	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc

Bloomington, MN

Previous Registrations

2008-09-30 → 2009-01-13

Morgan Stanley & Co. Llc

Bloomington, MN

Other Businesses

1) The G. Grandchildren Trust, Rochester United States- 55902, Trustee for the trust- approval distributions for the grandchildren, start date-9/5/2025. 2) B.E. Revocable Trust, Fiduciary Responsibilities as I would be named as Co-trustee of the trust, Standard Fiduciary Role as Co-Trustee on Revocable Trust, start date-11/1/2024, Plymouth Minnesota United States-55447. 3) K.M.K. Irrevocable Trust U/A/D 07/19/2024, Trustee of Irrevocable Trust for my sister, start date-11/1/2024, Minnetonka Minnesota United States-55345

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-29

S66 Uniform Combined State Law Examination

2008-09-29

View on SEC IAPD