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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-06-09 |
Branch Locations
1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group | Malvern | PA | 11/2004 | 06/2021 |
| Equitable Advisors, Llc | New York | NY | 06/2026 | Present |
| Unemployed | Lansdale | PA | 06/2021 | 04/2022 |
| The Rhoads Garden | North Wales | PA | 04/2022 | Present |
04/2022 The Rhoads Garden570 Dekalb PikeNorth Wales PA 19454 Manager160 hours per month not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-08 |
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