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100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ivy Funds Distributor Inc | Overland Park | KS | 12/2010 | 03/2020 |
| Putnam Investments Management | Boston | MA | 03/2020 | Present |
| Franklin Distributors, Llc | Shawnee | KS | 07/2024 | Present |
| Putnam Retail Management | Boston | MA | 02/2020 | 07/2024 |
Kansas Horizon Retreat, LLC - Member; Shawnee, KS; Beginning 08/01/2025; Approx.: 0 hours quarterly; and no time during normal securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-27 |
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