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Current Employers
Putnam Investment Management, Llc

100 Federal St, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-04-08
  • MA RA
    APPROVED
    Since 2020-04-08

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ivy Funds Distributor Inc Overland Park KS 12/2010 03/2020
Putnam Investments Management Boston MA 03/2020 Present
Franklin Distributors, Llc Shawnee KS 07/2024 Present
Putnam Retail Management Boston MA 02/2020 07/2024
  • 12/2010 → 03/2020
    Ivy Funds Distributor Inc
    Overland Park, KS
  • 03/2020 → Present
    Putnam Investments Management
    Boston, MA
  • 07/2024 → Present
    Franklin Distributors, Llc
    Shawnee, KS
  • 02/2020 → 07/2024
    Putnam Retail Management
    Boston, MA
Previous Registrations
  • 2010-06-18 → 2020-03-25
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
Other Businesses

Kansas Horizon Retreat, LLC - Member; Shawnee, KS; Beginning 08/01/2025; Approx.: 0 hours quarterly; and no time during normal securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-27
  • S66 Uniform Combined State Law Examination
    2010-05-27
Other Names
  • Stacy Lynn Grover

View on SEC IAPD

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