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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-12 |
| CT | RA | APPROVED | 2023-12-08 |
Branch Locations
156 Kings Highway North, 1St Floor, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | Westport | CT | 06/2023 | Present |
| Chilton Trust Company | Stamford | CT | 12/2011 | 05/2023 |
1) ACC AGENCY, INC. 1305 WALT WHITMAN RD. STE 120 MELVILLE, NY 11747; INVESTMENT RELATED; GENERAL INSURANCE AGENCY; PRODUCER, AGENT; START DATE: 05-08-2025; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS; 5-10 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 2) OSPREY INVESTMENT SOLUTIONS LLC D/B/A ALL SECURITIES OFFERED THROUGH AEGIS CAPITAL CORP LOCATED AT , 1345 AVENUE OF THE AMERICAS, 27TH FL NEW YORK, NY 10105; START DATE: 02-04-2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-07 |
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