Michel D. Smith

Current Employers

Employment History

• 10/2012 → Present
  Michel D Smith, Llc
  Bellevue, WA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Bellevue, WA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2022 → Present
  Plannetics, Llc
  Bellevue, WA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-08-15 → 2021-06-14
  Voya Financial Advisors, Inc.
  Bellevue, WA
  Windsor, CT
  Mountlake Terrace, WA
• 2004-08-23 → 2011-08-09
  Equitable Advisors, Llc
  Bellevue, WA
  Bellevue, WA
  Seattle, WA

Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION; fixed insurance sales; Independent Insurance Agent; 8/5/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| 2. NAME OF ENTITY: Michel D Smith, LLC; Yes; SAME AS REGISTERED LOCATION; tax entity; owner; 10/25/2012; 160; 160; tax and marketing entity used for the sales and service of financial services| 3. NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: IAR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: PLANNETICS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: MANAGING PARTNER; 5. NAME OF OTHER BUSINESS: PLANNETICS FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE;

Exams

• S66 Uniform Combined State Law Examination
  2004-08-20

Other Names

• Mike D. Smith
• Mike Smith