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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-05-01 |
| MD | RA | APPROVED | 2025-05-01 |
| MO | RA | APPROVED | 2025-05-01 |
| NM | RA | APPROVED | 2025-05-01 |
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
2600 Dallas Pkwy Ste 520 Ste 520, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scf Securities, Inc. | Fresno | CA | 07/2014 | 05/2025 |
| Scf Investment Advisors, Inc. | Fresno | CA | 07/2014 | 05/2025 |
| Lpl Financial Llc | Frisco | TX | 05/2025 | Present |
1. 05/2025- Allianz- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2014- 2 Hours Per Month- 1 Hour During Trading 2. 05/2025- Lincoln Financial- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2014- 2 Hours Per Month- 1 Hour During Trading 3. 05/2025- Symetra Financial Group- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2017- 2 Hours Per Month- 1 Hour During Trading 4. 05/2025- Mutual of Omaha-Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/03/2022- 1 Hours Per Month- 1 Hour During Trading 5. 05/2025- CoreBridge Financial- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 03/02/2022- 1 Hours Per Month- 1 Hour During Trading 6. 05/2025- Dumont Financial LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/01/2023- 6 Hours Per Month 7. 05/2025- Tennyson Capital Partners- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2015- 12 Hours Per Month- 8 Hours During Trading 8. 05/2025- Simplicity/InsurMark- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 02/01/2018- 3 Hours Per Month- 2 Hours During Trading 9. 05/2025- 3Mark Financial- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2019- 12 Hours Per Month- 10 Hours During Trading 10. 05/2025-Tennyson Management Company- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 01/01/2024- 10 Hours Per Month- 8 Hours During Trading 11.05/2025- Tennyson Advisory Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/04/2018- 35 Hours Per Month- 4 Hours During Trading 12. 05/23/2025 - TAG Wealth Management - DBA for LPL Business (entity for LPL business) - Inv related - At Reported Business Location(s) - Start date 7/10/2017- 1 Hours Per Month- 1 Hours During Trading 13. 11/17/2025 - KTA Sutton LP - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 05/10/2024 - 2 hours per month/ during trading 14. 06/05/2026 - Elite Producer Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/04/2026 - 6 hours per month/ 4 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-13 |
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