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Royce Bentley Farnam

Cavanal Hill Investment Management, Inc.

Tulsa, OK

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Current Employers
Cavanal Hill Investment Management, Inc.

One Williams Center 15Th Floor, Tulsa, OK 74172-0172 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-01-12
AR RA APPROVED 2023-12-08
KS RA APPROVED 2023-11-15
NM RA APPROVED 2023-11-14
CO RA APPROVED 2023-11-13
MO RA APPROVED 2023-11-13
TX RA APPROVED_RES 2023-11-09
OK RA APPROVED 2023-11-08
  • AZ RA
    APPROVED
    Since 2024-01-12
  • AR RA
    APPROVED
    Since 2023-12-08
  • KS RA
    APPROVED
    Since 2023-11-15
  • NM RA
    APPROVED
    Since 2023-11-14
  • CO RA
    APPROVED
    Since 2023-11-13
  • MO RA
    APPROVED
    Since 2023-11-13
  • TX RA
    APPROVED_RES
    Since 2023-11-09
  • OK RA
    APPROVED
    Since 2023-11-08

Branch Locations

One Williams Center 15Th Floor, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of Oklahoma Tulsa OK 02/2007 10/2023
Bok Financial Securities, Inc. Tulsa OK 06/2012 09/2021
Cavanal Hill Investment Management, Inc. Tulsa OK 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-25
S66 Uniform Combined State Law Examination 2004-11-01
  • S65 Uniform Investment Adviser Law Examination
    2012-09-25
  • S66 Uniform Combined State Law Examination
    2004-11-01
Other Names
  • Trey Royce Bentley Farnam
  • Trey R Farnam
  • Trey R Farnam
  • Trey R Farnam

View on SEC IAPD

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