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Current Employers
Investment Strategies, L.L.C.

Corpus Christi, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-10
  • TX RA
    APPROVED
    Since 2011-01-10

Branch Locations

Corpus Christi, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners' Financial Services Scottsdale AZ 11/2012 Present
Investment Strategies, Llc Corpus Christi TX 01/2011 Present
South Bluff Oil And Gas Partnership Corpus Christi TX 05/2009 Present
Dorothy A. Fowler Corpus Christi TX 07/2000 Present
Bluff Leasing Corpus Christi TX 12/1988 Present
  • 11/2012 → Present
    United Planners' Financial Services
    Scottsdale, AZ
  • 01/2011 → Present
    Corpus Christi, TX
  • 05/2009 → Present
    South Bluff Oil And Gas Partnership
    Corpus Christi, TX
  • 07/2000 → Present
    Dorothy A. Fowler
    Corpus Christi, TX
  • 12/1988 → Present
    Bluff Leasing
    Corpus Christi, TX
Previous Registrations
  • 2004-09-23 → 2011-01-21
    Ffs Investments, Ltd.
    Corpus Christi, TX
  • 2003-08-14 → 2004-09-27
    Securities America Advisors, Inc.
    Corpus Christi, TX
  • 2000-04-17 → 2003-08-08
    1St Global Advisors Inc
    Corpus Christi, TX
Other Businesses

1.) INVESTMENT STRATEGIES, LLC.- OWNER - DBA NAME FOR MARKETING PURPOSES - CORPUS CHRISTI, TX - SINCE 01/2011 - INVESTMENT RELATED 2.) PARKER FAMILY TRUST - TRUSTEE - HANDLE PAY INSURANCE PREMIUMS, RECORD-KEEPING AND ARRANGE TAX FILING - SINCE 12/2003 - CORPUS CHRISTI, TX 3.) BLUFF LEASING - PARTNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - SINCE 12/1988 - CORPUS CHRISTI, TX - INVESTMENT RELATED 4.) FOWLER STATION, LLC - MEMBER - CATTLE GRAZING AND WILDLIFE MANAGEMENT - CORPUS CHRISTI, TX - SINCE 07/2015 - NOT INVESTMENT RELATED 5.) INVESTMENT STRATEGIES, LLC - INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - CORPUS CHRISTI, TX - SINCE 01/2011 - INVESTMENT RELATED 6.) SOUTH BLUFF OIL AND GAS PARTNERSHIP - PARTNER - OIL AND GAS EXPLORATION CONDUCT ADMINISTRATIVE DUTIES - CORPUS CHRISTI, TX - SINCE 05/2009 - INVESTMENT RELATED 7.) DOROTHY A. FOWLER - INSURANCE AGENT - INSURANCE - CORPUS CHRISTI, TX - SINCE 07/2000 - INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-22
  • S66 Uniform Combined State Law Examination
    2000-02-22
Other Names
  • Dorothy Ann Mccameron Fowler
  • Dottie Fowler
  • Dorothy Mccameron Fowler

View on SEC IAPD

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