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Adam Todd Stempel

Vega Capital Partners LLC

Rye, NY

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Current Employers
Vega Capital Partners Llc

Rye, NY • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-07-17
NY RA APPROVED 2025-11-05
  • SC RA
    APPROVED
    Since 2026-07-17
  • NY RA
    APPROVED
    Since 2025-11-05

Branch Locations

Rye, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Capital Markets New York NY 11/2010 09/2025
Vega Capital Partners Llc New York NY 09/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-05
S63 Uniform Securities Agent State Law Examination 2007-07-02
  • S65 Uniform Investment Adviser Law Examination
    2025-11-05
  • S63 Uniform Securities Agent State Law Examination
    2007-07-02
Other Names
  • Adam Stempel

View on SEC IAPD

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