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2444 Wilshire Blvd Suite 303, Santa Monica, CA 90403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2011-11-03 |
| CA | RA | APPROVED | 2010-08-31 |
Branch Locations
33 Lono Avenue Suite 345, Kahului, HI 96732 • United States
2444 Wilshire Boulevard Suite 303, Santa Monica, CA 90403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westside Investment Management (Dba) | Santa Monica | CA | 04/2004 | Present |
| Lpl Financial, Llc | Paia | HI | 03/2007 | Present |
| Westside Investment Management, Inc. | Santa Monica | CA | 07/2010 | Present |
(1) 2/6/2015: WESTSIDE INVESTMENT MANAGEMENT, INC. - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 100%. (2) 9/17/2020 - No Business Name - Investment Related - Paia, HI 96779 - Real Estate Rental - Start Date: 7/1/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Bought this house on January 30th, 2020. Started renting it out as a long term rental on July 1st, 2020. (3) 02/25/2022 - Westside Investment Management, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE: 02/08/2022 - 150 HOURS PER MONTH/4 HOURS DURING SECURITIES TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-18 |
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