Douglas James Lambert

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-08-11
WA	RA	APPROVED	2006-10-10

TX RA
APPROVED_RES

Since 2016-08-11
WA RA
APPROVED

Since 2006-10-10

Branch Locations

Redmond, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life	Bellevue	WA	06/2004	Present
Nylife Securities Inc.	Bellevue	WA	07/2004	Present

06/2004 → Present

New York Life

Bellevue, WA
07/2004 → Present

Nylife Securities Inc.

Bellevue, WA

Other Businesses

[Lambert & Associates Northwest LLC; Insurance sales-pass through for expenses; 2528 183rd Ave NE Redmond WA 98052; Start Date 01/2011; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 4/2007; 3 hours per month and during securities hours]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-06
S63	Uniform Securities Agent State Law Examination	2004-08-26

S66 Uniform Combined State Law Examination

2006-10-06
S63 Uniform Securities Agent State Law Examination

2004-08-26