Kyle Larry Sullivan

Current Employers

Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-31
WA	RA	APPROVED	2020-06-12
OR	RA	APPROVED	2020-06-11
CA	RA	APPROVED	2020-06-08
ID	RA	APPROVED	2020-06-08

TX RA
APPROVED_RES

Since 2025-01-31
WA RA
APPROVED

Since 2020-06-12
OR RA
APPROVED

Since 2020-06-11
CA RA
APPROVED

Since 2020-06-08
ID RA
APPROVED

Since 2020-06-08

Branch Locations

Bend, OR • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

3526 Sw Troy St,, Portland, OR 97219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Ins Company	Lake Oswego	OR	10/2013	06/2020
Princor Financial Services Corporaton	Lake Oswego	OR	10/2013	06/2020
Tribe Financial Group	Lake Oswego	OR	10/2013	Present
Cascade Health Insurance	Bend	OR	08/2018	Present
Northwestern Insurance Group	Bend	OR	08/2018	Present
Triad Advisors	Norcross	GA	06/2020	08/2024
Triad Hybrid Solutions	Norcross	GA	06/2020	Present
Osaic Wealth, Inc.	Portland	OR	08/2024	Present

10/2013 → 06/2020

Principal Life Ins Company

Lake Oswego, OR
10/2013 → 06/2020

Princor Financial Services Corporaton

Lake Oswego, OR
10/2013 → Present

Tribe Financial Group

Lake Oswego, OR
08/2018 → Present

Cascade Health Insurance

Bend, OR
08/2018 → Present

Northwestern Insurance Group

Bend, OR
06/2020 → 08/2024

Triad Advisors

Norcross, GA
06/2020 → Present

Triad Hybrid Solutions

Norcross, GA
08/2024 → Present

Osaic Wealth, Inc.

Portland, OR

Previous Registrations

2013-11-05 → 2020-06-11

Principal Securities, Inc.

Bend, OR

Lake Oswego, OR

Bend, OR

Lake Oswego, OR

Bend, OR
2009-12-22 → 2013-10-21

Msi Financial Services, Inc.

Bend, OR

Lake Oswego, OR

Bend, OR

Other Businesses

1) PARTNERS IN TRIBE, INC. POSITION: secretary NATURE: S-corp INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: 20980 Sunset Pl, Bend OR 97703, United States DESCRIPTION: Review P&L 2) NORTHWESTERN INSURANCE GROUP LLC POSITION: owner, agent NATURE: fixed insurance multiple carriers INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2009 ADDRESS: 20980 Sunset Place, Bend OR 97703, United States DESCRIPTION: fixed insurance 3) TRIBE FINANCIAL GROUP POSITION: financial planner, founder NATURE: financial planning, asset management INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2014 ADDRESS: 3526 SW Troy Street, Portland OR 97219, United States DESCRIPTION: advise clients,manage assets 4) POSITION: notary NATURE: notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 20980 Sunset Pl, Bend OR 97703, United States DESCRIPTION: Notary Public 5) MARY DILL AND KYLE SULLIVAN TRUST POSITION: Property Owner NATURE: Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/10/2025 ADDRESS: 5022 SW Pasadena Street, Portland OR 97219, United States DESCRIPTION: Rental Property

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-11-23
S63	Uniform Securities Agent State Law Examination	2004-10-11

S65 Uniform Investment Adviser Law Examination

2009-11-23
S63 Uniform Securities Agent State Law Examination

2004-10-11

Other Names

Kyle Larry Sullivan

View on SEC IAPD