David Whitfield

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

KY RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Louisville, KY • United States

500 North Hurstbourne Parkway Suite 450, Louisville, KY 40222-3310 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Louisville	KY	04/2011	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

04/2011 → Present

Fidelity Investments

Louisville, KY
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Louisville, KY

Louisville, KY
2011-05-18 → 2018-07-13

Strategic Advisers Llc

Louisville, KY
2009-04-20 → 2011-04-25

Charles Schwab & Co., Inc.

Boca Raton, FL
2008-03-13 → 2009-02-09

Chase Investment Services Corp.

Louisville, KY

Crestwood, KY
2006-03-31 → 2008-02-01

Strategic Advisers Llc

Blue Ash, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-10
S63	Uniform Securities Agent State Law Examination	2001-02-02

S66 Uniform Combined State Law Examination

2006-03-10
S63 Uniform Securities Agent State Law Examination

2001-02-02

Designations

Other Names

Brian Whitfield
David Brian Whitfield

View on SEC IAPD