Christine Carlton

Current Employers

Eps Wealth Management

Glendale, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2015-04-17

AZ RA
APPROVED

Since 2015-04-17

Branch Locations

Clarkdale, AZ • United States

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Carlton Financial, Inc.	Phoenix	AZ	06/2004	Present
Estate Planning Solutions	Clarkdale	AZ	03/2015	Present

06/2004 → Present

Carlton Financial, Inc.

Phoenix, AZ
03/2015 → Present

Estate Planning Solutions

Clarkdale, AZ

Previous Registrations

2012-02-03 → 2013-10-10

Alphastar Capital Management

Cottonwood, AZ

Cornelius, NC
2006-08-07 → 2011-11-09

Pgr Solutions, Llc

San Jose, CA

Other Businesses

(1) CARLTON FINANCIAL INC.; NON-INVESTMENT RELATED BUSINESS; 850 COVE PARKWAY STE C COTTONWOOD AZ 86326; OWNER SINCE 06/2004; LICENSED INSURANCE AGENCY; 40 HOURS PER WEEK ALL DURING TRADING HOURS; INDEPENDENT INSURANCE AGENT SELLING LIFE INSURANCE, FIXED ANNUITIES, LONG-TERM CARE INSURANCE (2) TALK FUSION; NON-INVESTMENT RELATED BUSINESS; ASSOCIATE; TALK FUSION IS A NETWORK MARKETING ORGANIZATION; WORK PERFORMED OUTSIDE OF BUSINESS HOURS. (3) INTEGRITY BUSINESS SOLUTIONS PROVIDER; NON-INVESTMENT RELATED BUSINESS; BUSINESS CONSULTANT; SPECIALIZED TAX INCENTIVES, CORPORATE FINANCE, AND 24 DIFFERENT AUDITS, AND PROVIDES BUSINESSES WITH A DISCOUNT HEALTH AND PRESCRIPTION CARD TO LOWER THEIR HEALTHCARE COSTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-08-02
S63	Uniform Securities Agent State Law Examination	2004-12-16

S65 Uniform Investment Adviser Law Examination

2006-08-02
S63 Uniform Securities Agent State Law Examination

2004-12-16

Other Names

Mary Christine Carlton
Christine Welch
Mary Christine Welch

View on SEC IAPD