Rachael Marie Mckellar

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2014-04-10

MI RA
APPROVED

Since 2014-04-10

Branch Locations

401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States

Ada, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Ada	MI	02/2014	Present
Principal Securities Inc	Ada	MI	02/2014	Present

02/2014 → Present

Principal Life Insurance Company

Ada, MI
02/2014 → Present

Principal Securities Inc

Ada, MI

Previous Registrations

2006-02-21 → 2009-06-08

Principal Securities, Inc.

Grand Rapids, MI

Grand Rapids, MI

Other Businesses

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 2355 E Camelback Rd., Ste 503, Phoenix AZ 85016, United States DESCRIPTION: Formally designed a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both insurance/broker-dealer and bank/trust offerings of Principal.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-04-03
S63	Uniform Securities Agent State Law Examination	2012-04-23
S66	Uniform Combined State Law Examination	2004-10-28

S65 Uniform Investment Adviser Law Examination

2014-04-03
S63 Uniform Securities Agent State Law Examination

2012-04-23
S66 Uniform Combined State Law Examination

2004-10-28

Other Names

Rachael M Schlatter
Rachael Marie Mckellar

View on SEC IAPD