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200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-06-26 |
| MA | RA | APPROVED | 2018-11-08 |
Branch Locations
200 Berkeley St., Boston, MA 02116-5022 • United States
Bloomfield Hills, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Funds Distributors, Llc | Lisle | IL | 08/2012 | 11/2016 |
| John Hancock | Boston | MA | 11/2016 | Present |
| John Hancock Funds | Boston | MA | 11/2016 | Present |
| John Hancock Advisers, Llc | Boston | MA | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-22 |
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