James Vallery

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-04-03
TX	RA	APPROVED_RES	2023-04-03

AZ RA
APPROVED

Since 2023-04-03
TX RA
APPROVED_RES

Since 2023-04-03

Branch Locations

16155 North 83Rd Avenue Suite 100, Peoria, AZ 85382 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Phoenix	AZ	10/2012	03/2023
Morgan Stanley Smith Barney Llc	Peoria	AZ	03/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	05/2023	Present

10/2012 → 03/2023

J.P. Morgan Securities Llc

Phoenix, AZ
03/2023 → Present

Morgan Stanley Smith Barney Llc

Peoria, AZ
05/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2012-10-01 → 2023-04-01

J.P. Morgan Securities Llc

Phoenix, AZ

Sun City West, AZ
2006-12-07 → 2012-10-01

Chase Investment Services Corp.

Phoenix, AZ
2004-12-07 → 2006-11-07

Avantax Advisory Services

Irving, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-04-18

S66 Uniform Combined State Law Examination

2000-04-18

Designations

Other Names

James Givens Vallery

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews