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James Roderick Scattergood

Cetera Investment Advisers LLC

Edina, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St. Cloud MN 01/2010 Present
Cetera Investment Advisers Llc Edina MN 01/2014 Present
Other Businesses

1.)MANAGING PARTNER FOR WEST SHORE BROKERAGE LLC; PASS THROUGH COMPANY FOR CETERA INVESTMENT SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-27
  • S66 Uniform Combined State Law Examination
    2011-01-27

View on SEC IAPD

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