Stuart Clivie Donovan

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-04-30

NC RA
APPROVED

Since 2020-04-30

Branch Locations

5425 Page Road Suite 220, Durham, NC 27703 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Durham	NC	12/2006	Present
Tiaa	Durham	NC	12/2006	Present

12/2006 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Durham, NC
12/2006 → Present

Tiaa

Durham, NC

Previous Registrations

2005-03-18 → 2006-11-30

Bofa Advisors, Llc

Charlotte, NC
2005-01-01 → 2005-03-18

Columbia Management Advisors, Inc.

Boston, MA

Other Businesses

RENTAL PROPERTY POSITION: none NATURE: i own two rental propertiesone in Atlantic beach ncone in raleigh NC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2008 ADDRESS: Home Address, Raleigh NC 27608, United States DESCRIPTION: i own the properties and manage raleigh on my own, will hire a firm to manage Atlantic beach property

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-12-29
S66	Uniform Combined State Law Examination	2000-04-27

S65 Uniform Investment Adviser Law Examination

2004-12-29
S66 Uniform Combined State Law Examination

2000-04-27

View on SEC IAPD