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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-20 |
| TX | RA | APPROVED | 2018-11-19 |
Branch Locations
345 California Street, San Francisco, CA 94104-2642 • United States
Novato, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | San Francisco | CA | 02/2009 | 05/2017 |
| City National Bank | San Francisco | CA | 08/2016 | 05/2017 |
| Stableford Capital Llc | San Francisco | CA | 05/2017 | 11/2018 |
| Rbc Capital Markets, Llc. | San Francisco | CA | 11/2018 | Present |
| City National Bank | San Francisco | CA | 07/2019 | 01/2025 |
(1) NAME OF ENTITY: Russian River Brewing Company ADDRESS: 725 4th Street Santa Rosa, CA 95404 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Local Brewery CAPACITY: Employee START DATE: 03/26/22 DUTIES: I will be a host for their award winning release of Pliney the Younger! It has won best beer in the world, and the company has invited me to host the event as ppl wait in line for hours and hours to get in. It is a long time local tradition, that has become world renowned! HOURS DEVOTED PER MONTH: 0.2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Rover ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Dog Care CAPACITY: Independent Contractor/Consultant, Other START DATE: 10.1.22 DUTIES: Board, feed and look after dogs on my 2 acre property HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-26 |
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