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6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Fayetteville | NC | 04/2020 | 10/2020 |
| Bank Of America Merrill Lynch | Fayetteville | NC | 10/2015 | 04/2020 |
| Merrill Lynch | Fayetteville | NC | 10/2015 | 04/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2020 | 06/2022 |
| Northwestern Mutual Investment Services Llc | Raleigh | NC | 10/2020 | 06/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2021 | 06/2022 |
| Thrivent Financial | Appleton | WI | 10/2022 | 12/2023 |
| Thrivent Investment Management Inc. | Raleigh | NC | 11/2022 | 08/2024 |
| Unemployed | Fayetteville | NC | 06/2022 | 10/2022 |
| Thrivent Financial | Appleton | WI | 12/2023 | 04/2024 |
| Massmutual | Raleigh | NC | 08/2024 | 03/2025 |
| Park Avenue Securities | Raleigh | NC | 03/2025 | 12/2025 |
| Guardian Life Insurance Company | Raleigh | NC | 03/2025 | 12/2025 |
| Guardian Life Insurance Company | Fayetteville | NC | 03/2025 | 12/2025 |
| Park Avenue Securities | Fayetteville | NC | 03/2025 | 12/2025 |
| Transamerica Investors Securities, Llc | Fayetteville | NC | 12/2005 | Present |
| Transamerica Life Insurance Company | Fayetteville | NC | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-29 |
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