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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-10-07
  • NJ RA
    APPROVED
    Since 2016-10-07

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 09/2016 Present
Ubs Bank Usa Boston MA 09/2016 Present
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS:Church of the Redeemer, Astoria / INVESTMENT RELATED?: N / ADDRESS: 30-14 Crescent StreetAstoria / NATURE OF THE BUSINESS: Episcopal Church/ POSITION:Member of Board of directors / DUTIES: Vestry member, advising Pastor on church management / START DATE: 1/10/2021 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-22
  • S66 Uniform Combined State Law Examination
    2004-09-22

View on SEC IAPD

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