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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-08
HI RA APPROVED 2014-06-02
  • TX RA
    APPROVED_RES
    Since 2019-02-08
  • HI RA
    APPROVED
    Since 2014-06-02

Branch Locations

500 Ala Moana Blvd Ste 501 Seven Waterfront Plaza, Honolulu, HI 96813 • United States

2019 S King St, Honolulu, HI 96826 • United States

98-1005 Moanalua Rd Ste 245, Aiea, HI 96701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Honolulu HI 05/2014 Present
Takemayu, Llc (Dba: Island Welath Management) Honolulu HI 05/2021 Present
  • 05/2014 → Present
    Honolulu, HI
  • 05/2021 → Present
    Takemayu, Llc (Dba: Island Welath Management)
    Honolulu, HI
Previous Registrations
Other Businesses

1. RICHARD NISHIDA PRINTER/ PRINTING SALES; No; 2660 Myrtle Street, Honolulu, HI 96816; Printing Sales. Forms, letterhead, envelopes etc.; Owner; Sept 1989; 3 hours; 0; Owner. 2. 03/09/2016 * UHFCU Investment Services * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 03/01/16 * 80 HRS/MO; 20 HRS/MO DURING SECS TRDG HRS. 3. 5/3/2016 - Scott Nishida - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2016 - 1 Hour Per Month During Securities Trading - Using LTCi for LTC Business. 4. 12/6/2021 - Takemayu, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 05/01/2021 - 20 Hours Per Month During Securities Trading - I provide financial planning and consulting services through Takemayu, LLC, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-20
  • S66 Uniform Combined State Law Examination
    2004-09-20

View on SEC IAPD

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