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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-08 |
| HI | RA | APPROVED | 2014-06-02 |
Branch Locations
500 Ala Moana Blvd Ste 501 Seven Waterfront Plaza, Honolulu, HI 96813 • United States
2019 S King St, Honolulu, HI 96826 • United States
98-1005 Moanalua Rd Ste 245, Aiea, HI 96701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Honolulu | HI | 05/2014 | Present |
| Takemayu, Llc (Dba: Island Welath Management) | Honolulu | HI | 05/2021 | Present |
1. RICHARD NISHIDA PRINTER/ PRINTING SALES; No; 2660 Myrtle Street, Honolulu, HI 96816; Printing Sales. Forms, letterhead, envelopes etc.; Owner; Sept 1989; 3 hours; 0; Owner. 2. 03/09/2016 * UHFCU Investment Services * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 03/01/16 * 80 HRS/MO; 20 HRS/MO DURING SECS TRDG HRS. 3. 5/3/2016 - Scott Nishida - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2016 - 1 Hour Per Month During Securities Trading - Using LTCi for LTC Business. 4. 12/6/2021 - Takemayu, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 05/01/2021 - 20 Hours Per Month During Securities Trading - I provide financial planning and consulting services through Takemayu, LLC, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-20 |
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