Adam Christopher Walsh

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-01-10
NC	RA	APPROVED	2024-01-08
TX	RA	APPROVED	2024-01-08
MI	RA	APPROVED	2018-11-02

FL RA
APPROVED

Since 2024-01-10
NC RA
APPROVED

Since 2024-01-08
TX RA
APPROVED

Since 2024-01-08
MI RA
APPROVED

Since 2018-11-02

Branch Locations

28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States

1460 Walton Blvd Suite 204, Rochester Hills, MI 48309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors/ John Hancock	Southfield	MI	05/2004	11/2018
Osaic Wealth, Inc.	Southfield	MI	11/2018	Present

05/2004 → 11/2018

Signator Investors/ John Hancock

Southfield, MI
11/2018 → Present

Osaic Wealth, Inc.

Southfield, MI

Previous Registrations

2007-04-03 → 2018-11-02

Signator Investors, Inc.

Southfield, MI

Southfield, MI

Other Businesses

1. MICHIGAN FINANCIAL COMPANIES/ ROCHESTER WEALTH MANAGEMENT POSITION: Executive Director of Financial Planning NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/07/2004 ADDRESS: 28411 Northwestern Hwy., Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/marketing of securities, investment advisory, and insurance products 2. MICHIGAN FINANCIAL COMPANIES/ ROCHESTER WEALTH MANAGEMENT - INSURANCE POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/13/2007 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3. M1 158, LLC POSITION: Owner NATURE: Private Garage on a race track, owned by 4 individuals and established as an LLC. This is not run as a business; it is for personal use only. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/16/2025 ADDRESS: 164 South Blvd W, Pontiac MI 48341 DESCRIPTION: Enjoyment

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-11-14
S63	Uniform Securities Agent State Law Examination	2004-07-12

S65 Uniform Investment Adviser Law Examination

2005-11-14
S63 Uniform Securities Agent State Law Examination

2004-07-12

Designations

View on SEC IAPD