Michael Anthony Valiente

Current Employers

Legacy & Wealth Financial Advisors

300 Spectrum Center Drive Suite 400, Irvine, CA 92618 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2017-12-13
TX	RA	APPROVED	2016-09-02
CA	RA	APPROVED	2016-08-15

NV RA
APPROVED

Since 2017-12-13
TX RA
APPROVED

Since 2016-09-02
CA RA
APPROVED

Since 2016-08-15

Branch Locations

300 Spectrum Center Drive Suite 400, Irvine, CA 92618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Legacy & Wealth Financial Advisors Llc	Irvine	CA	08/2016	Present
Michael A. Valiente	Irvine	CA	10/2004	Present

08/2016 → Present

Legacy & Wealth Financial Advisors Llc

Irvine, CA
10/2004 → Present

Michael A. Valiente

Irvine, CA

Previous Registrations

2016-06-06 → 2016-09-08

Trustmont Advisory Group, Inc.

Irvine, CA

Greensburg, PA

Other Businesses

1. OWN RENTAL PROPERTIES. 2.INSURANCE AGENT/AGENCY ENGAGING IN THE SALE OF ACCIDENT, HEALTH, DISABILITY, FIXED INDEXED ANNUITIES AND LIFE INSURANCE. 20 HOURS PER MONTH, 15 HOURS DURING SECURITIES TRADING HOURS. DBA LEGACY & WEALTH FINANCIAL, 300 SPRECTRUM DRIVE, STE 400, IRVINE, CA 92618. FINANCIAL CONSULTANT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-03
S63	Uniform Securities Agent State Law Examination	2004-11-05

S65 Uniform Investment Adviser Law Examination

2016-06-03
S63 Uniform Securities Agent State Law Examination

2004-11-05

Other Names

Mike Valiente
Mike Anthony Valiente

View on SEC IAPD