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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-12
IL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-12
  • IL RA
    APPROVED
    Since 2017-03-25

Branch Locations

8700 West Bryn Mawr Avenue Suite 740, Chicago, IL 60631 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Chicago IL 01/2015 03/2017
Massmutual Life Insurance Co Chicago IL 07/2016 Present
Mml Investors Services, Llc Chicago IL 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities, Inc.
    Chicago, IL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Chicago, IL
  • 03/2017 → Present
    Chicago, IL
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Chicago, IL
    Chicago, IL
  • 2005-10-10 → 2015-01-02
    New England Securities
    Chicago, IL
    Northbrook, IL
Other Businesses

1) Name: Independent Insurance Agent Inv rel: Y Add: 8700 West Bryn Mawr Avenue Suite 740 Chicago, IL. 60631 Nature: Life, Dental, DI, LTC, Fixed Annuities and Health Insurance Sales Position: Sales Agent Start date: 01/01/2006 No. HR/MO: 1 No. HR/MO during sec trading: 0 2) NAME: Sean S. Cooper Trust INV REL: Y ADD: Ft. Myers FL NATURE: Simple rental POSITION: Owner START DATE: 04/21/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: 6 month les on vacation home

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-05
S63 Uniform Securities Agent State Law Examination 2004-08-10
  • S65 Uniform Investment Adviser Law Examination
    2005-01-05
  • S63 Uniform Securities Agent State Law Examination
    2004-08-10
Other Names
  • Sean Cooper

View on SEC IAPD

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