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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-13 |
| TX | RA | APPROVED_RES | 2023-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corp | Boynton Beach | FL | 07/2012 | 08/2018 |
| Lincoln Investment | Fort Washington | PA | 01/2017 | 08/2018 |
| Axa Advisors, Llc | New York | NY | 08/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2018 | 12/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 12/2020 | 01/2023 |
| Edward Jones | St Louis | MO | 01/2023 | Present |
STATS LLC Type of business: sports data collection Chicago, IL Start date: 5/8/2009 Reporter Hours per week: 10 Hours during trading: 0 Desc: Collect certain sports data from live or recorded games from NFL and NCAA football during football season in the fall. Major League Baseball Type of business: Baseball New York, NY Start date: 4/27/2024 Official Scorer Hours per week: 6 Hours during trading: 0 Scoring minor league baseball field at major league complexes in Florida during summer months.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-19 |
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