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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2008-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Springfield | IL | 04/2008 | Present |
| Brent Shunk | Springfield | IL | 01/2009 | 06/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2009 | Present |
| Daniel Heffernan | Champaign | IL | 02/2011 | 06/2023 |
| Dennis Mccormick | Champaign | IL | 02/2011 | 06/2023 |
| Austin D Shunk | Springfield | IL | 06/2015 | 06/2023 |
| Alec M Shunk | Springfield | IL | 02/2017 | 01/2022 |
| Alec Shunk | Fort Myers | FL | 02/2022 | 06/2023 |
| Jim Lapinska | Knoxville | TN | 07/2023 | Present |
| Chad Keaton | Knoxville | TN | 07/2023 | Present |
| Mark Pancratz | Knoxville | TN | 07/2023 | Present |
| Daniel Ramsey | Knoxville | TN | 07/2023 | Present |
| Kevin S Proffitt | Knoxville | TN | 07/2023 | Present |
| Gregory Hewitt | Knoxville | TN | 07/2023 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-05 |
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