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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2008-05-01
  • IL RA
    APPROVED
    Since 2008-05-01

Branch Locations

110 Triplett Ln, Knoxville, TN 37922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Springfield IL 04/2008 Present
Brent Shunk Springfield IL 01/2009 06/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2009 Present
Daniel Heffernan Champaign IL 02/2011 06/2023
Dennis Mccormick Champaign IL 02/2011 06/2023
Austin D Shunk Springfield IL 06/2015 06/2023
Alec M Shunk Springfield IL 02/2017 01/2022
Alec Shunk Fort Myers FL 02/2022 06/2023
Jim Lapinska Knoxville TN 07/2023 Present
Chad Keaton Knoxville TN 07/2023 Present
Mark Pancratz Knoxville TN 07/2023 Present
Daniel Ramsey Knoxville TN 07/2023 Present
Kevin S Proffitt Knoxville TN 07/2023 Present
Gregory Hewitt Knoxville TN 07/2023 Present
  • 04/2008 → Present
    Springfield, IL
  • 01/2009 → 06/2023
    Brent Shunk
    Springfield, IL
  • 11/2009 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2011 → 06/2023
    Daniel Heffernan
    Champaign, IL
  • 02/2011 → 06/2023
    Dennis Mccormick
    Champaign, IL
  • 06/2015 → 06/2023
    Austin D Shunk
    Springfield, IL
  • 02/2017 → 01/2022
    Alec M Shunk
    Springfield, IL
  • 02/2022 → 06/2023
    Alec Shunk
    Fort Myers, FL
  • 07/2023 → Present
    Jim Lapinska
    Knoxville, TN
  • 07/2023 → Present
    Chad Keaton
    Knoxville, TN
  • 07/2023 → Present
    Mark Pancratz
    Knoxville, TN
  • 07/2023 → Present
    Daniel Ramsey
    Knoxville, TN
  • 07/2023 → Present
    Kevin S Proffitt
    Knoxville, TN
  • 07/2023 → Present
    Gregory Hewitt
    Knoxville, TN
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-07
S63 Uniform Securities Agent State Law Examination 2004-11-05
  • S66 Uniform Combined State Law Examination
    2008-03-07
  • S63 Uniform Securities Agent State Law Examination
    2004-11-05

View on SEC IAPD

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