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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
TX RA APPROVED_RES 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED_RES
    Since 2025-06-05

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

West Hills, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 02/2015 06/2025
Lpl Financial Llc Westlake Village CA 06/2025 Present
  • 02/2015 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Westlake Village, CA
Previous Registrations
  • 2015-02-23 → 2025-06-05
    Western International Securities, Inc.
    Woodland Hills, CA
    Westlake Village, CA
  • 2007-05-29 → 2015-02-28
    Woodland Hills, CA
    Glendale, CA
    Fountain Valley, CA
    San Francisco, CA
    San Antonio, TX
    San Francisco, CA
    Los Angeles, CA
    Tarzana, CA
    Canoga Park, CA
    Westlake Village, CA
    Canoga Park, CA
  • 2002-06-04 → 2007-05-29
    Citicorp Investment Services
    Canooga Park, CA
    Canoga Park, CA
Other Businesses

1. 06/05/2025- Samana Business Design Inc- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 11/01/2016- 5 Hours Per Month 2. 06/05/2025- Samana Business Design Inc-Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 11/01/2016- 2 Hours Per Month 3. 06/05/2025- Shomir Mukherjee- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 02/27/2015- 10 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-22
  • S66 Uniform Combined State Law Examination
    2000-03-22
Other Names
  • Shomir Singh

View on SEC IAPD

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