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Michael Patrick Mahoney

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ladera Ranch, CA

Irvine, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-10-19
TX RA APPROVED_RES 2009-10-09
  • CA RA
    APPROVED
    Since 2011-10-19
  • TX RA
    APPROVED_RES
    Since 2009-10-09

Branch Locations

Ladera Ranch, CA • United States

100 Spectrum Center Dr, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Waukesha WI 12/2004 Present
Bank Of America, N.A Irvine CA 09/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-29
  • S66 Uniform Combined State Law Examination
    2006-06-29
Other Names
  • Michael Mahoney

View on SEC IAPD

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