Nicole Tarlton Cole

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-26
VA	RA	APPROVED	2020-01-17

TX RA
APPROVED

Since 2025-06-26
VA RA
APPROVED

Since 2020-01-17

Branch Locations

Fredericksburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group Inc	Fredericksburg	VA	01/2009	08/2017
Nicole Cole Financial Services Group, Llc	Fredericksburg	VA	08/2009	08/2017
Colonial River Investments, Llc	Fredericksburg	VA	08/2017	01/2020
Lpl Financial Llc	Fredericksburg	VA	08/2017	Present

01/2009 → 08/2017

Next Financial Group Inc

Fredericksburg, VA
08/2009 → 08/2017

Nicole Cole Financial Services Group, Llc

Fredericksburg, VA
08/2017 → 01/2020

Colonial River Investments, Llc

Fredericksburg, VA
08/2017 → Present

Lpl Financial Llc

Fredericksburg, VA

Previous Registrations

2017-08-08 → 2020-01-16

Colonial River Wealth Management Llc

Midlothian, VA
2009-01-15 → 2017-08-08

Next Financial Group, Inc.

Fredericksburg, VA

Houston, TX

Fredericksburg, VA

Glen Allen, VA
2005-02-14 → 2009-01-15

Centaurus Financial, Inc.

Largo, MD

Glen Allen, VA

Bowie, MD

Largo, MD

Glen Allen, VA

Other Businesses

1.08/09/2017; THE COLLEGE MONEY TEAM; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 01/01/2009; 20hrs/mth; 2hrs during trading 2.10/04/2017; None; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/01/2007; 3hrs/mth; 3hrs during trading 3.10/11/2017; NICOLE COLE FINANCIAL SERVICES GROUP; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 09/01/2009; 3hrs/mth; 3hrs during trading 4.12/23/2019; Investment products and services are offered through LPL Financial LLC using the DBA/trade name NICOLE COLE FINANCIAL SERVICES GROUP; Investment Related; at Reported Business Location(s); Start Date 09/01/2009; 3hrs/mth; 3hrs during trading 5.12/27/2021; Spotsylvania County Public Schools; Non-Profit Board Member; Not Investment Related; Fredericksburg,VA; Start Date 12/21/2021; 10hrs/mth; 0hrs during trading 6.01/27/2025; THE COLLEGE MONEY TEAM; Other - Active Non-Securities D.B.A. Business; Not Investment Related; Fredericksburg,VA; Start Date 01/30/2009; 10hrs/mth; 1hrs during trading 7.08/31/2026; Virginia House of Delegates; Politics/ Government; Not Investment Related; Fredericksburg,VA; Start Date 01/14/2026; 80hrs/mth; 40hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-02-04
S63	Uniform Securities Agent State Law Examination	2004-08-30

S65 Uniform Investment Adviser Law Examination

2005-02-04
S63 Uniform Securities Agent State Law Examination

2004-08-30

Other Names

Paula Nicole Tarlton
Paula Nicole-Tarlton Cole
Nicole T Cole

View on SEC IAPD