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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-01-02
  • CT RA
    APPROVED
    Since 2024-01-02

Branch Locations

409 Canal Street, Milldale, CT 06467 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 11/2013 10/2018
Cwm, Llc Omaha NE 10/2018 12/2023
Flp Financial Group, Llc Cheshire CT 10/2018 01/2022
Cetera Advisor Networks El Segundo CA 10/2018 12/2023
The Nesso Group Milldale CT 01/2022 12/2023
Newedge Securities Pittsburgh PA 01/2024 Present
Newedge Advisors New Orleans LA 01/2024 Present
  • 11/2013 → 10/2018
    Infinex Investments, Inc.
    Meriden, CT
  • 10/2018 → 12/2023
    Omaha, NE
  • 10/2018 → 01/2022
    Flp Financial Group, Llc
    Cheshire, CT
  • 10/2018 → 12/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 01/2022 → 12/2023
    The Nesso Group
    Milldale, CT
  • 01/2024 → Present
    Newedge Securities
    Pittsburgh, PA
  • 01/2024 → Present
    New Orleans, LA
Previous Registrations
  • 2018-10-19 → 2023-12-31
    Cheshire, CT
    Milldale, CT
  • 2013-11-20 → 2018-10-19
    Meriden, CT
    Meriden, CT
    Southington, CT
  • 2011-07-27 → 2013-11-20
    Harvest Capital Advisors, Llc
    Avon, CT
    Southington, CT
    Wethersfield, CT
Other Businesses

1.Fixed Insurance with Various Companies*Yes Invest*Same as registered location*Fixed Insurance*10/18*Hours Varies*Insurance Agent*Sells Life, Health, Disability, Annuities and Long Term Care*DBA FOR FINANCIAL SERVICES AND PRESENTING OF EDUCATIONAL MATERIAL AT SEMINARS 40 Hrs 32.5 Non trade 2. The Nesso Group*Yes Invest*Same as registered location*Financial Services*1/22*Financial Advisor*40 Hrs*Provide Financial Services 3. Nesso Wealth*Yes Invest*Same as registered location*Financial Services*1/22*Wealth Advisors*1 Hrs*DBA Financial Services 4.NewEdge Advisors*Yes Invest*Milldale, CT *IAR*Wealth Advisor*1/1/24*40 Hrs Trade/0 Non trade

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-17
S63 Uniform Securities Agent State Law Examination 2004-08-23
  • S65 Uniform Investment Adviser Law Examination
    2011-07-17
  • S63 Uniform Securities Agent State Law Examination
    2004-08-23
Other Names
  • Jaclyn Ann Wilcox

View on SEC IAPD

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