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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | CT | 11/2013 | 10/2018 |
| Cwm, Llc | Omaha | NE | 10/2018 | 12/2023 |
| Flp Financial Group, Llc | Cheshire | CT | 10/2018 | 01/2022 |
| Cetera Advisor Networks | El Segundo | CA | 10/2018 | 12/2023 |
| The Nesso Group | Milldale | CT | 01/2022 | 12/2023 |
| Newedge Securities | Pittsburgh | PA | 01/2024 | Present |
| Newedge Advisors | New Orleans | LA | 01/2024 | Present |
1.Fixed Insurance with Various Companies*Yes Invest*Same as registered location*Fixed Insurance*10/18*Hours Varies*Insurance Agent*Sells Life, Health, Disability, Annuities and Long Term Care*DBA FOR FINANCIAL SERVICES AND PRESENTING OF EDUCATIONAL MATERIAL AT SEMINARS 40 Hrs 32.5 Non trade 2. The Nesso Group*Yes Invest*Same as registered location*Financial Services*1/22*Financial Advisor*40 Hrs*Provide Financial Services 3. Nesso Wealth*Yes Invest*Same as registered location*Financial Services*1/22*Wealth Advisors*1 Hrs*DBA Financial Services 4.NewEdge Advisors*Yes Invest*Milldale, CT *IAR*Wealth Advisor*1/1/24*40 Hrs Trade/0 Non trade
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-23 |
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