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Current Employers
Mack Investment Securities, Inc.

211 Waukegan Road Ste 300, Northfield, IL 60093 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-29
MI RA APPROVED 2022-12-22
IL RA APPROVED 2020-05-19
CA RA APPROVED 2020-05-12
  • CO RA
    APPROVED
    Since 2026-04-29
  • MI RA
    APPROVED
    Since 2022-12-22
  • IL RA
    APPROVED
    Since 2020-05-19
  • CA RA
    APPROVED
    Since 2020-05-12

Branch Locations

211 Waukegan Road Ste 300, Northfield, IL 60093 • United States

211 Waukegan Rd., Suite 300, Northfield, IL 60093 • UNITED STATES

211 Waukegan Rd., Suite 300, Northfield, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Pacific Palisades CA 06/2016 05/2019
Jp Morgan Securities, Llc Pacific Palisades CA 06/2016 05/2019
Na Na CA 05/2019 03/2020
Mack Investment Securities, Inc. Northfield IL 03/2020 Present
Previous Registrations
Other Businesses

Midwest EMF Solutions LLC; Not investment related; Chicago IL, Environmental Health & Wellness; Sole Member; Owner; 8 hours per month; Assess homes for environmental anomalies that might be affecting or could affect the health of the inhabitants.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-14
S63 Uniform Securities Agent State Law Examination 2008-01-17
  • S65 Uniform Investment Adviser Law Examination
    2008-02-14
  • S63 Uniform Securities Agent State Law Examination
    2008-01-17

View on SEC IAPD

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