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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-07-13 |
| OK | RA | APPROVED | 2026-07-07 |
| TX | RA | APPROVED | 2026-06-17 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade Inc | Westlake | TX | 05/2008 | 12/2022 |
| Charles Schwab And Co., Inc. | Westlake | TX | 12/2022 | 04/2026 |
| Charles Schwab Bank, Ssb | Westlake | TX | 11/2023 | 04/2026 |
| Thrivent Investment Management Inc | Minneapolis | MN | 06/2026 | Present |
| Thrivent Financial | Appleton | WI | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-28 |
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