Cynthia Strong Thompson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-09-04
LA	RA	APPROVED	2019-08-22

TX RA
APPROVED

Since 2019-09-04
LA RA
APPROVED

Since 2019-08-22

Branch Locations

Mandeville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc	Metairie	LA	03/2012	08/2019
Raymond James Financial Services Advisors Inc.	Metairie	LA	04/2012	08/2019
Impera Wealth Management	Metairie	LA	09/2013	08/2019
Election Commisioner/Poll Worker For St Tammany Parish	Covington	LA	09/2014	01/2018
Pelican Park Recreational District Mandeville, La	Mandeville	LA	06/2015	05/2017
Senegence	Mandeville	LA	11/2017	08/2020
Lpl Financial Llc	Mandeville	LA	08/2019	Present

03/2012 → 08/2019

Raymond James Financial Services, Inc

Metairie, LA
04/2012 → 08/2019

Raymond James Financial Services Advisors Inc.

Metairie, LA
09/2013 → 08/2019

Impera Wealth Management

Metairie, LA
09/2014 → 01/2018

Election Commisioner/Poll Worker For St Tammany Parish

Covington, LA
06/2015 → 05/2017

Pelican Park Recreational District Mandeville, La

Mandeville, LA
11/2017 → 08/2020

Senegence

Mandeville, LA
08/2019 → Present

Lpl Financial Llc

Mandeville, LA

Previous Registrations

2012-04-03 → 2019-08-23

Raymond James Financial Services Advisors, Inc

Metairie, LA
2009-11-09 → 2012-04-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mandeville, LA

Mandeville, LA

Other Businesses

1. 8/22/2019 - Strong Thompson & Associates Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 8/30/2019. 2. 8/7/2020 - Clerk of Court St Tammany Parish - Not Investment Related - St. Tammany Clerk of Court, 601 N Jefferson Ave, Covington, LA 70433 - Outside/W-2 Employment - Poll Commissioner - 1 Hour Per Month/0 Hours During Securities Trading - Work the voting machines for St Tammany Parish on election days. 3. 04/28/2022 - No Business Name - Investment Related - Other - Author, contributor to Lexis Nexis publ - Start Date - 04/20/2022 - 3 Hours Per Month/ 0 Hours During Securities Trading. 4. 12/13/2024 - Mandeville City Council - Non Investment Related - Other - Public Office - Mandeville, LA - Start Date: 07/01/2024 - 40 Hours Per Month - 10 Hours During Trading. 5.06/05/2025 - MC Bankshares Inc - For-Profit Board Member - Investment Related - Metairie, LA - Start Date: 07/01/2025 - 2 Hours Per Month - 1 Hours During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-31

S66 Uniform Combined State Law Examination

2004-08-31

Other Names

Cynthia Marshall Strong
Cynthia Marshall Thompson
Cynthia Strong
Cynthia Strong Thompson
Cynthia S Thompson
Cynthia Thompson

View on SEC IAPD