Charlotte S Adcock

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-06-27

CA RA
APPROVED

Since 2012-06-27

Branch Locations

Gilbert, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Acacia Financial Strategies	Mesa	AZ	04/2009	Present
Lpl Financial, Llc	Gilbert	AZ	09/2009	Present

04/2009 → Present

Acacia Financial Strategies

Mesa, AZ
09/2009 → Present

Lpl Financial, Llc

Gilbert, AZ

Previous Registrations

2009-06-02 → 2013-12-31

Beam Wealth Advisors, Inc.

Covington, LA
2006-01-05 → 2009-05-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

Gilbert, AZ

Mesa, AZ

Other Businesses

(1) - 08/26/2013 - Adcock Financial Strategies, LLC - Other-Adcock Financial Strategies, LLC - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Provides consultative recommendations for budgeting. - 5% TIME SPENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-04
S63	Uniform Securities Agent State Law Examination	2004-08-06

S66 Uniform Combined State Law Examination

2006-01-04
S63 Uniform Securities Agent State Law Examination

2004-08-06

Other Names

Charlotte Suzanne Giannasi
Charlotte Bottoms Norton
Charlotte Suzanne Bottoms

View on SEC IAPD