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2001 Wilshire Blvd Ste 401, Santa Monica, CA 90403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
| LA | RA | APPROVED | 2017-01-13 |
| TX | RA | APPROVED_RES | 2017-01-03 |
Branch Locations
2001 Wilshire Blvd Ste 401, Santa Monica, CA 90403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dirigo Investment Advisors, Llc | Los Angeles | CA | 12/2016 | Present |
| Unemployed | Los Angeles | CA | 02/2016 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-17 |
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