Katie J Moss

Current Employers

Employment History

• 03/2005 → 01/2017
  Lpl Financial Llc
  East Lansing, MI
• 02/2015 → 12/2025
  Cwm, Llc
  East Lansing, MI
• 03/2002 → 12/2025
  Equanimity Management, Inc
  East Lansing, MI
• 01/2017 → 12/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2025 → Present
  Newedge Securities Llc
  Pittsburgh, PA
• 12/2025 → Present
  Newedge Advisors
  New Orleans, LA

Previous Registrations

• 2017-02-17 → 2025-12-15
  Cwm, Llc
  East Lansing, MI
  Okemos, MI
• 2017-01-17 → 2017-02-16
  Cetera Wealth Services, Llc
  Okemos, MI

Other Businesses

1. NAME OF OTHER BUSINESS: HOSPICE OF LANSING; INVESTMENT RELATED: NO; ADDRESS: 3186 PINE TREE ROAD, LANSING, MI 48911; NATURE OF BUSINESS: NON PROFIT / HOSPICE CARE; START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND FUNDRAISERS, PROVIDE DIRECTION AND OVERSIGHT AND HELP ORGANIZE ACTIVITIES; 2. NAME OF OTHER BUSINESS: EQUANIMITY MANAGEMENT, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-03
• S63 Uniform Securities Agent State Law Examination
  2006-04-04

Designations