Anthony Francis Franzago

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2004-10-05

TX RA
APPROVED

Since 2004-10-05

Branch Locations

Austin, TX • United States

8310-1 N Capital Of Texas Hwy Ste 360, Austin, TX 78731 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Austin	TX	06/2004	03/2020
Ameriprise Financial Services, Llc	Austin	TX	03/2020	Present

06/2004 → 03/2020

Ameriprise Financial Services, Inc.

Austin, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Austin, TX

Other Businesses

Real Estate Ownership; Single Family; 5310 Harmon Ave Austin TX 78751, ,; Investment-Related; 03/03/2009 / Multi-Family; 1532 Steves Ave, San Antonio TX 78210, ,; Investment-Related; 12/12/2017 / Single Family; 935 53 1/2 st Austin tx 78751, ,; Investment-Related; 09/29/2014.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-04

S66 Uniform Combined State Law Examination

2004-10-04