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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-08 |
Branch Locations
73 Mountainview Blvd, Basking Ridge, NJ 07920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Affinity Federal Credit Union | Basking Ridge | NJ | 02/2000 | Present |
| Invest Financial Corp | Tampa | FL | 01/2013 | 02/2018 |
| Lpl Financial Llc | Basking Ridge | NJ | 02/2018 | Present |
1. 10/08/2019 - Affinity Investment Services - Investment related - At reportd business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/07/2019 - 160 hrs/mo - 160 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-19 |
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