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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-08
  • NJ RA
    APPROVED
    Since 2024-03-08

Branch Locations

73 Mountainview Blvd, Basking Ridge, NJ 07920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affinity Federal Credit Union Basking Ridge NJ 02/2000 Present
Invest Financial Corp Tampa FL 01/2013 02/2018
Lpl Financial Llc Basking Ridge NJ 02/2018 Present
  • 02/2000 → Present
    Affinity Federal Credit Union
    Basking Ridge, NJ
  • 01/2013 → 02/2018
    Invest Financial Corp
    Tampa, FL
  • 02/2018 → Present
    Basking Ridge, NJ
Other Businesses

1. 10/08/2019 - Affinity Investment Services - Investment related - At reportd business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/07/2019 - 160 hrs/mo - 160 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-16
S63 Uniform Securities Agent State Law Examination 2006-04-19
  • S65 Uniform Investment Adviser Law Examination
    2024-02-16
  • S63 Uniform Securities Agent State Law Examination
    2006-04-19
Other Names
  • Jarmila Voracova

View on SEC IAPD

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