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Middletown, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| NY | RA | APPROVED | 2022-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garden State Securities, Inc. | Red Bank | NJ | 03/2013 | 01/2017 |
| Hornor Townsend & Kent Inc | Horsham | PA | 01/2017 | 09/2018 |
| Penn Mutual Life Insurance Co | Horsham | PA | 01/2017 | 09/2018 |
| Barrister Wealth Management Dba Grant Asset Management | Philadelphia | PA | 09/2018 | Present |
| Grant Asset Management, Llc | Middletown | NJ | 02/2022 | Present |
1) STUD LUMBER, LLC, 2018-PRESENT, NOT INVESTMENT RELATED, MANAGER OF BASEBALL EQUIPMENT MANUFACTURER, 5 HOURS WEEK NOT DURING TRADING HOURS, HOME-BASE BUSINESS 2) BAR | INVESTMENT RELATED: NO | DBA NAME: MADD HATTER | POSITION: PART TIME MANAGER | HOBOKEN, NJ | LESS THAN 10 HOURS PER WEEK DURING TRADING HOURS | DESCRIPTION: PART OWNER AND MANAGER OF BAR IN HOBOKEN.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-21 |
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