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Kristal Anne Mcmahan

Scs

Bellevue, WA

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Current Employers
Scs

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
WA RA APPROVED 2020-12-02
  • TX RA
    APPROVED
    Since 2023-01-03
  • WA RA
    APPROVED
    Since 2020-12-02

Branch Locations

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bellevue WA 01/2014 Present
Bensler, Llc - Dba: Scs Bellevue WA 11/2020 Present
  • 01/2014 → Present
    Lpl Financial Llc
    Bellevue, WA
  • 11/2020 → Present
    Bensler, Llc - Dba: Scs
    Bellevue, WA
Previous Registrations
Other Businesses

1. 10/05/2022 - Spokane Valley Licensing - Not Investment Related - Spokane Valley, WA 99206 - Outside/W-2 Employment - Officer - Treasurer - Start Date - 01/01/2022 - 2 Hours Per Month/0 Hours During Securities Trading 2. 1/26/2023 - NorthwestSCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/20/2015 - 0 Hours Per Month/0 Hours During Securities Trading 3. 1/26/2023 - SCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/09/2015 - 160 Hours Per Month/140 Hours During Securities Trading 4. 2/2/2023 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/07/2020 - 160 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/02/2023 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 12/15/2021 - 160 Hours Per Month/ 100 Hours During Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-08-22
S66 Uniform Combined State Law Examination 2004-09-20
  • S63 Uniform Securities Agent State Law Examination
    2022-08-22
  • S66 Uniform Combined State Law Examination
    2004-09-20
Other Names
  • Kristal Anne Klein

View on SEC IAPD

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