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150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-01-13 |
| TX | RA | APPROVED | 2020-01-13 |
Branch Locations
150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-06-01 |
Branch Locations
150 S Warner Rd Ste 402, King Of Prussia, PA 19406-2859 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | King Of Prussia | PA | 05/2010 | Present |
| Private Advisor Group, Llc | King Of Prussia | PA | 06/2012 | 01/2020 |
| Independence Square Holdings, Llc | King Of Prussia | PA | 08/2019 | 10/2019 |
| Independence Square Holdings, Llc | King Of Prussia | PA | 08/2019 | Present |
1. 11/24/2015 - Devon Park Advisory - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - START 01/01/2015 - 10 Hours Per Month During Securities Trading. 2. 7/28/2016: The Plan Advocate - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/26/2016 - 5 Hours Per Month/3 Hours During Securities Trading. 3. 9/24/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month During Securities Trading. 4. 1/24/2020 - Independence Square Holdings, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 1/24/2020 - Independence Square Holdings, LLC - DBA: (Hybrid) Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading 6. 08/07/2023 - Highland Capital - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/01/2019 - 1 Hour Per Month/ 0 Hours During Trading 7. 08/23/2023 - One Resource Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/01/2019 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-10 |
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