Brent Michael Carman

Current Employers

Employment History

• 11/2012 → 10/2018
  Raymond James Financial Services
  Scottsdale, AZ
• 12/2012 → 10/2018
  Raymond James Financial Services Advisors Inc.
  Scottsdale, AZ
• 11/2012 → 10/2018
  Rdw & Associates
  Scottsdale, AZ
• 10/2018 → Present
  Capital Wealth Alliance, Llc
  Scottsdale, AZ
• 10/2018 → 01/2023
  Kingswood Capital Partners, Llc
  San Diego, CA

Previous Registrations

• 2012-12-05 → 2018-10-02
  Raymond James Financial Services Advisors, Inc
  Scottsdale, AZ
• 2011-01-03 → 2012-11-06
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
  Tempe, AZ
  Gilbert, AZ
  Tempe, AZ
  Mesa, AZ
  Tempe, AZ
  Tempe, AZ
• 2008-10-01 → 2011-01-03
  Wells Fargo Investments, Llc
  Gilbert, AZ
  Chandler, AZ
  Scottsdale, AZ
  Tempe, AZ
• 2005-07-06 → 2008-09-23
  Chase Investment Services Corp.
  Phoenix, AZ
  Scottsdale, AZ
  Chicago, IL
• 2005-05-17 → 2005-07-06
  Banc One Securities Corporation
  Scottsdale, AZ

Other Businesses

1) ESTATE DOCUMENTS PRO. ADDRESS: 17015 NORTH SCOTTSDALE RD SUITE 250,SCOTTSDALE, AZ NATURE OF THE BUSINESS: REFERRAL FEES POSITION/TITLE: REFERRAL FEES INVESTMENT RELATED:NO START DATE: 03/25/2015 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 2 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 1 DESCRIPTION OF DUTIES: -REFERRING CLIENTS AND/OR CONTACTS TO A SOFTWARE AND DATABASE SYSTEM TO DEVELOP TRUST AND WILL (ESTATE DOCUMENTS). I AM SIMPLY INTRODUCING THIS SERVICE TO THE CLIENT AS ONE OF MULTIPLE OPTIONS. 2) PRO FINANCIAL HEALTH. BUSINESS OWNER. NOT INVESTMENT RELATED. STARTED:11/2017. GILBERT, AZ. 2 HRS PER MONTH, 0 DURING TRADING HRS. NOT OPERATING DAILY ACTIVITIES OF BUSINESS. 3) Capital Wealth Insurance LLC - No - 17015 N Scottsdale Rd Ste 250 Scottsdale AZ 85255 - Insurance - Partner & Agent - 6/28/18 - 1hr/mo - 0hrs/mo during trading hrs - As partner I oversee the business aspect of the LLC. As agent I sell insurance 4)Merition Advisors LLC - No - 17015 N Scottsdale Rd Ste 250 Scottsdale AZ 85255 - DBA - Owner - 6/28/18 - 0hrs/mo - 0hrs/mo - DBA 5) Capital Wealth Holding LLC - No - 17015 N Scottsdale Rd Ste 250 Scottsdale AZ 85255 - Holding company for RIA - Partner - 6/28/18 - 1hr/mo - 0hrs/mo during trading hrs - As partner I oversee the business of the holding company for the RIA 6) Commercium (Personal investment into blockchain bank) - no - no phyical address for activity - blockchain bank - investor - have not participated yet - 0hrs/mo - 0hrs/mo during trading hrs - none, this is a silent investment into class c shares of the bank

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-10
• S63 Uniform Securities Agent State Law Examination
  2004-09-02

Other Names

• Brent Carmen
• Brent Michael Carman