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Current Employers
Newport Group Consulting, Llc

300 Primera Blvd. Suite 200, Lake Mary, FL 32746 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-11
  • FL RA
    APPROVED
    Since 2018-01-11

Branch Locations

300 Primera Blvd. Suite 200, Lake Mary, FL 32746 • United States

Sanford, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newport Group Securities, Inc. Lake Mary FL 05/2003 09/2023
Newport Group, Inc. Walnut Creek CA 04/2016 12/2018
Newport Group Consulting, Llc Lake Mary FL 01/2018 Present
Newport Group, Inc. Walnut Creek CA 12/2018 01/2019
Newport Group, Inc. Dresher PA 01/2019 09/2023
Ascensus Broker Dealer Services, Llc Newton MA 08/2023 Present
  • 05/2003 → 09/2023
    Newport Group Securities, Inc.
    Lake Mary, FL
  • 04/2016 → 12/2018
    Newport Group, Inc.
    Walnut Creek, CA
  • 01/2018 → Present
    Lake Mary, FL
  • 12/2018 → 01/2019
    Newport Group, Inc.
    Walnut Creek, CA
  • 01/2019 → 09/2023
    Newport Group, Inc.
    Dresher, PA
  • 08/2023 → Present
    Ascensus Broker Dealer Services, Llc
    Newton, MA
Previous Registrations
  • 2004-10-01 → 2017-12-22
    Newport Group Securities, Inc.
    Lake Mary, FL
    Lake Mary, FL
    Lake Mary, FL
Other Businesses

1. E-Bay Personal Account/Sales. www.ebay.com. Compensation based on personal items available for sale. Do not intend to sell items on behalf of others. Take pictures of items; post items on ebay; package and ship items. Expect Gross Sales of $0 - $5000 per year. This is not investment related. 3-5 hours a month outside of securities trading hours. Address: 105 Overoaks Pl, Sanford Fl 32771 (Home Address). Started on March 9, 2022.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-30
  • S66 Uniform Combined State Law Examination
    2004-09-30
Designations

View on SEC IAPD

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