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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-09-08
  • TX RA
    APPROVED
    Since 2011-09-08

Branch Locations

5105 Martin Dr, Rowlett, TX 75088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Rowlett TX 09/2011 Present
Raymond James Financial Services Advisors Inc. Rowlett TX 09/2011 Present
N/A Rowlett TX 08/2012 11/2024
Previous Registrations
Other Businesses

(1)Name of Business: Address: 3313 Colonial Dr., Rowlett, TX, 75088, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 06/15/1991 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: vocalist/actor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 2004-08-04
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    2004-08-04
Other Names
  • James W Williams

View on SEC IAPD

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