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Inactive

John Henry Sperger

Edelman Financial Engines

El Segundo, CA

Woodland Hills, CA

Pasadena, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-14
CA RA APPROVED 2018-11-01
  • TX RA
    APPROVED
    Since 2019-03-14
  • CA RA
    APPROVED
    Since 2018-11-01

Branch Locations

1960 E Grand Ave Suite 710, El Segundo, CA 90245 • United States

21550 Oxnard St Suite 810, Woodland Hills, CA 91367 • United States

225 South Lake Avenue Suite 1185, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 01/2016 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 Present
  • 01/2016 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → Present
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
Previous Registrations
  • 2016-02-03 → 2018-11-01
    Edelman Financial Services, Llc
    Pasadena, CA
    Fairfax, VA
  • 2011-08-11 → 2016-02-10
    Strategic Advisers Llc
    Woodland Hills, CA
  • 2007-06-13 → 2011-07-14
    Citigroup Global Markets Inc.
    Glendale, CA
    Jacksonville, FL
    Glendale, CA
    Los Angeles, CA
    Glendale, CA
    Glendale, CA
  • 2005-04-11 → 2006-03-30
    Wells Fargo Investments, Llc
    La Cananda, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-08
  • S66 Uniform Combined State Law Examination
    2005-04-08
Designations

View on SEC IAPD

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