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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-06-22
TX RA APPROVED 2026-06-22
  • OK RA
    APPROVED
    Since 2026-06-22
  • TX RA
    APPROVED
    Since 2026-06-22

Branch Locations

Georgetown, TX • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Antlers, OK • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-06-22
TX RA APPROVED 2017-11-20
  • OK RA
    APPROVED
    Since 2026-06-22
  • TX RA
    APPROVED
    Since 2017-11-20

Branch Locations

Antlers, OK • United States

600 E Taylor St Ste 1000, Sherman, TX 75090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Plano TX 03/2008 11/2017
Wells Fargo Clearing Services Llc Dallas TX 11/2017 Present
Wells Fargo Advisors Financial Network Georgetown TX 06/2026 Present
  • 03/2008 → 11/2017
    Rbc Capital Markets Corporation
    Plano, TX
  • 11/2017 → Present
    Dallas, TX
  • 06/2026 → Present
    Wells Fargo Advisors Financial Network
    Georgetown, TX
Previous Registrations
Other Businesses

SR CUSTOM DESIGNS, LLC; INV RELATED; SPRINGDALE, AR; OWNER WITH SPOUSE; RENTAL PROPERTY; START 7/1/2000; 0 HR/MO; 0 DURING TRADING. SR CUSTOM DESIGNS, LLC; NOT INVESTMENT RELATED; MURPHY, TX; DESIGNER; START 11/13/2017; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; EMBROIDERY, QUILTING, AND APPLIQUE. LEOS WOOD WORKING LLC, NOT INV RELATED, BONHAM, TX, 100% OWNERSHIP WITH SPOUSE, START 8/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, CREATING CUSTOM WOOD CUTTING BOARDS, SERVING TRAYS, AND CHARCUTERIE BOARDS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-01
  • S66 Uniform Combined State Law Examination
    2006-06-01
Other Names
  • Roxanne Michell Newberry
  • Roxanne Michell Syrie
  • Roxanne M Larsen
  • Roxanne M Shelley
  • Roxanne Larsen

View on SEC IAPD

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