Julian Ashton Lively

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2009-08-14
TX	RA	APPROVED_RES	2009-08-14

GA RA
APPROVED

Since 2009-08-14
TX RA
APPROVED_RES

Since 2009-08-14

Branch Locations

633 Berckman Road, Augusta, GA 30909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Augusta	GA	08/2009	Present

08/2009 → Present

Stifel, Nicolaus & Company, Incorporated

Augusta, GA

Previous Registrations

2005-10-28 → 2009-08-14

Ubs Financial Services Inc.

Augusta, GA

Augusta, GA
2004-11-10 → 2005-11-01

Morgan Stanley Dw Inc.

Augusta, GA

Other Businesses

1. Lively Residence Rental; 1011 Monte Sano Ave Augusta GA 30904; Renting my primary residence one week of the year during the Masters tournament; Communicating with prospective renters, preparing my home for rental and collecting rent; 01/02/2018; 0.00 Hour(s) Per Day; not during securities trading hours; Investment-Related 2. Kiokee Baptist Church; P.O. Box 430 Appling GA 30802; Religious; Chairman of the Budget & Finance Committee; Chair committee that supervises the budget planning process; 01/01/2024; 3.00hrs/month; not during securities trading hours; Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-03

S66 Uniform Combined State Law Examination

2004-09-03

Other Names

Julian Lively Iii
Julian Ashton Lively

View on SEC IAPD