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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Bloomfield | CT | 03/2014 | 02/2018 |
| Wells Fargo Clearing Services, Llc | Bloomfield | CT | 03/2014 | 02/2018 |
| J.P. Morgan Securities Llc | Palm Beach Gardens | FL | 02/2018 | 04/2021 |
| Jpmorgan Chase Bank, N.A | Palm Beach Gardens | FL | 02/2018 | 04/2021 |
| J.P. Morgan Securities Llc | Palm Beach Gardens | FL | 04/2021 | 04/2024 |
| J.P. Morgan Securities Llc | Palm Beach Gardens | FL | 04/2021 | 04/2024 |
| Jpmorgan Chase Bank, N.A. | Palm Beach Gardens | FL | 02/2018 | 04/2021 |
| J.P. Morgan Securities Llc | Palm Beach Gardens | FL | 02/2018 | 04/2021 |
| Wells Fargo Bank, Na | Bloomfield | CT | 03/2014 | 02/2018 |
| Wells Fargo Clearing Services, Llc | Bloomfield | CT | 03/2014 | 02/2018 |
| Fifth Third Bank | North Palm Beach | FL | 04/2024 | 02/2026 |
| Fifth Third Securities | North Palm Beach | FL | 04/2024 | 02/2026 |
| Lpl Enterprise Llc | Miami | FL | 02/2026 | Present |
1. 02/05/2026 - Craig Brown N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Palm Beach Gardens, FL - INV REL - Start Date: 11/19/2025 - 160 Hrs/Mth - 160 Hrs During Trading 2. 02/05/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Palm Beach Gardens, FL - INV REL - Start Date: 11/19/2025 - 160 Hrs/Mth - 154 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-07 |
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